Senior Executive, Compliance
Petaling Jaya, MY
Job Purpose
Ensures the Corporation functions in a legal and ethical manner while meeting its business goals. Responsible for developing compliance programs, reviewing company policies, and advising management on possible risks.
Duties & Responsibilities
- Meeting statutory/regulatory deadlines.
- Ensure new updates of Regulatory or Statutory requirements are complied with and implemented on a timely basis by the respective departments.
- Implement of Compliance Programs and its related activities to prevent improper conduct or non-compliances.
- Keep informed the Head of Compliance, Senior Management and Board of non-compliance incidents/issues through the submission of Compliance Reports.
- Provide training, guidance and supervision to staff to enable staff to carry out their duties effectively.
- Track all audit findings related to Compliance reported by BNM, external and internal auditors.
- Attend queries on compliance matters.
- Monitors, and as necessary, coordinates compliance activities of other departments to remain abreast of the status of all compliance activities and to identify trends.
- Compliance monitoring via monitoring systems for detection of money laundering and suspicious activities.
- Provide reports on a regular basis, and as directed or requested, of the operation and progress of compliance efforts.
- Ensure new updates of Regulatory or Statutory requirements are complied with and implemented on a timely basis by the respective departments
Job Requirements
Qualification : Degree in Law/Banking/Finance or equivalent field.
Experience : Minimum 4 years of working experience in compliance related field, preferably in Audit or Compliance area.
Knowledge : Conversant with compliance management and a general knowledge on legislation, rules and regulations.
Skills / Competencies : Good communication and interpersonal skills. Good report writing skills. Matured, independent and possess high degree of ethics and integrity.
Others :